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FINRA Awards for Estate of Deborah L. Stein

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0337810/18/2011Claimant(s): Estate of Deborah L. Stein
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Brady J. Hermann
Arbitrator(s): Brian J. Dunn, David J. Kaufman, James Alden Lincoln
Hearing Site: Boston, MA
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