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FINRA Awards for Harvey C. Shapiro

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0669208/14/2013Claimant(s): Estate of Frederick J. Eickhoff
Claimant Lawyers(s): Harvey C. Shapiro
Respondent(s): Edward Jones
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Peter A. Goldman, Lewis M. Smith, George F. Adams
Hearing Site: Albany, NY
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