Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-03384 | 09/03/2024 | Claimant(s): Kenneth Grover Claimant Lawyers(s): Daniel D'Costa Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services, Wells Fargo Securities Respondent Lawyers(s): Sara Soto Arbitrator(s): Paul E. Dahlman, Eric Gad Forster, Richard Mathew Greenspan Hearing Site: Salt Lake City, UT |  | $0 |
| 21-02686 | 11/18/2022 | Claimant(s): Jerome Destigter IRA Claimant Lawyers(s): Daniel D'Costa Respondent(s): Maxim Beliakov Respondent Lawyers(s): Maxim Beliakov Arbitrator(s): Deanna M. Tuley Hearing Site: Omaha, NE | | $0 |
| 18-03757 | 12/11/2020 | Claimant(s): Allen Chick Claimant Lawyers(s): Daniel D'Costa Respondent(s): Cape Securities Inc. Respondent Lawyers(s): Judy A. Newcomb Arbitrator(s): Isidoro Berkman, Reuel Kenneth Fish, Sally Ann LaJoie Hearing Site: Portland, OR | | Settlement |