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FINRA Awards for A.J. Seier

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0105107/07/2011Claimant(s): James D. Adkins, Stephanie L. Adkins
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Wells Fargo Advisors, Ernest Watson, Jeff Tucker
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Warren A. Forest, Robert Finder, A.J. Seier
Hearing Site: Orlando, FL
Checkmark Icon$217,928
08-0106606/26/2009Claimant(s): Claude Jones
Claimant Lawyers(s): H. Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Meredith M. Thompson
Arbitrator(s): Beverly S. Gordon, Marshal H. Emerson, A.J. Seier
Hearing Site: Tampa, FL
Checkmark Icon$0
06-0386004/03/2008Claimant(s): Larry Muehlstein, Larry J. Muehlstein IRA
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): George Jackson, Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Linda Fairchild, Joyce Alana Jolley, A.J. Seier
Hearing Site: Orlando, FL
Checkmark Icon$0

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