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FINRA Awards for Walter and Hanni L. Lion

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0167505/11/2009Claimant(s): Walter and Hanni L. Lion
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): David A. King
Arbitrator(s): Joan M. Traub, Farrell C. Glasser, Richard E. Castiglioni
Hearing Site: New York, NY
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