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FINRA Awards for Alfred and Frances Woods

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0294305/28/2014Claimant(s): Alfred and Frances Woods
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Richard W. Vallario, Joseph J. Arata, John Carl Cirincion
Hearing Site: New York, NY
Checkmark IconExpungement

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