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FINRA Awards for Nipun J. Patel

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0469906/20/2012Claimant(s): Frank Umbriac
Claimant Lawyers(s): Nicholas J Guiliano
Respondent(s): CCO Investment Services Corp.
Respondent Lawyers(s): Nipun J. Patel
Arbitrator(s): Diane Ciccone, Robert W. Ratti, David B. Harwi
Hearing Site: Philadelphia, PA
Checkmark Icon$50,000

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