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FINRA Awards for Catherine I. Gulevich

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0087801/30/2013Claimant(s): US Airways.
Claimant Lawyers(s): Robert W. Henoch
Respondent(s): Oppenheimer & Co.., Vincent Woo
Respondent Lawyers(s): Suzan Jo, Thomas J. Hennessey
Arbitrator(s): Catherine I. Gulevich, James S. Hazard, Ellyn S. Roth
Hearing Site: New York, NY
Checkmark Icon$30,000,000
09-0626408/02/2011Claimant(s): Judith Melzer, The Estate of Shephard W. Melzer
Claimant Lawyers(s): Mark Sauchelli
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Nancy Matta
Respondent Lawyers(s): Theodore A. Krebsbach
Arbitrator(s): Pamela H. Roderick, Catherine I. Gulevich, William P. Laino
Hearing Site: New York, NY
Checkmark IconExpungement

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