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FINRA Awards for Truman M. Hogan

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0381411/19/2010Claimant(s): Joseph Jefferys
Claimant Lawyers(s): Brian P. Biggins
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Melinda L. Peevy
Arbitrator(s): Truman M. Hogan, W. Sean Kelleher, Kimberly C. Lawrence
Hearing Site: Cleveland, OH
Checkmark Icon$27,160
06-0282706/11/2008Claimant(s): William Katz
Claimant Lawyers(s): James Graven
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Truman M. Hogan, Joseph Edelstein, Richard R. Edmister
Hearing Site: Cleveland, OH
Checkmark Icon$100,000

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