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FINRA Awards for Ramon Puig Rodriguez and Evelyn Carrion

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0117308/15/2013Claimant(s): Ramon Puig Rodriguez and Evelyn Carrion
Claimant Lawyers(s): Scott L. Silver
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Roberto C. Quinones-Rivera
Arbitrator(s): Nancy J. Cliff, Bernard A. Becker, Charles Hoffman
Hearing Site: San Juan, PR
Checkmark IconExpungement

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