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FINRA Awards for Louis F. Mendez

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0019403/25/2020Claimant(s): Thomas Hirsch
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Louis F. Mendez
Arbitrator(s): Allan Weiss, Gregory Hunter Mathews, James A. McIntosh
Hearing Site: Louisville, KY
Checkmark IconDismissed by Rule 12206/12504
14-0170802/09/2017Claimant(s): Joe Poteat
Claimant Lawyers(s): Neil A. Riemann
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Louis F. Mendez
Arbitrator(s): Leonard E. Benade, Lynne T. Albert, James Risen Gard
Hearing Site: Charlotte, NC
Checkmark Icon$0

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