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FINRA Awards for Brookshire Securities Corporation

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0063207/27/2010Claimant(s): Elizabeth Richert
Claimant Lawyers(s): Elizabeth K. Richert
Respondent(s): Timothy Ruggiero, Brookshire Securities Corporation
Respondent Lawyers(s): Ken Pollock
Arbitrator(s): Jonathan H. Parker, Lawrence S. Silver, Jeffrey R. Roth
Hearing Site: Miami, FL
Checkmark Icon$17,500
07-0355810/21/2009Claimant(s): Jules Fox
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): Timothy Ruggiero, Brookshire Securities Corporation
Respondent Lawyers(s): Timothy Burke Ruggiero
Arbitrator(s): Robert B. Kane, Paul W. Sterman, Joyce N. Brown
Hearing Site: Boca Raton, FL
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