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FINRA Awards for Amanda M. Cole

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0001807/29/2020Claimant(s): Ellin Einhorn IRA, Stuart M. Einhorn Rollover IRA
Claimant Lawyers(s): Robert C. Harris
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Amanda M. Cole
Hearing Site: Jacksonville, FL
Checkmark IconSettlement
12-0152310/06/2015Claimant(s): Mary Ramsey, The Mary A. Ramsey Living Trust
Claimant Lawyers(s): Mary A. Ramsey
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Amanda M. Cole, Mimi B. Osiason, Pamela Jeanne Rush
Hearing Site: Jacksonville, FL
Checkmark IconExpungement

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