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FINRA Awards for Carol Norris

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0037201/13/2023Claimant(s): Allan Norris, Carol Norris, The Carol D. Norris Estate Planning
Claimant Lawyers(s): Meghan L. McElligott
Respondent(s): Kovack Securities Inc
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Richard W. Dissen
Hearing Site: Columbus, OH
Checkmark IconExpungement

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