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FINRA Awards for Mimi Vivien Turin

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0310302/19/2021Claimant(s): Mattie M. Kelly 908 Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Michael H. McConihe, Peter A. Roche, Mimi Vivien Turin
Hearing Site: Boca Raton, FL
Checkmark IconDismissed by Rule 12212

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