Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-00029 | 05/29/2009 | Claimant(s): Craig Roberts, Pennie Roberts, Pennie L. Roberts Rev. Trust Claimant Lawyers(s): A. Brian McIntosh Respondent(s): Wachovia Securities, Patrick Sowers, Scottrade. Respondent Lawyers(s): Andrew C. Small, Brent J. Burtin Arbitrator(s): W. Pat Conners, John S. Weisheit, Edmund P. Pultinas Hearing Site: Cincinnati, OH |  | $0 |
| 06-04247 | 11/06/2007 | Claimant(s): Ethel Vidas, Ethel Vidas Trust Dtd 4/2/1997, Suc.Tr. of the Harry C. Vidas Trust Claimant Lawyers(s): David P. Meyer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Wes Holston Arbitrator(s): W. Pat Conners, Philip C. Johnston, Robert H. Griffin Hearing Site: Cincinnati, OH | | $91,000 |