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FINRA Awards for Baron Ritchie

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0125203/16/2010Claimant(s): Baron Ritchie
Claimant Lawyers(s): Phillip L. Sternberg
Respondent(s): Jeffrey Rein, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Cameron S. Matheson
Arbitrator(s): Kenneth J. Safran, William H. Morris, Jennifer Ann Shandler
Hearing Site: Detroit, MI
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