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FINRA Awards for Barbara Faye Vosen

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0205911/18/2010Claimant(s): William Quiros
Claimant Lawyers(s): David Gurnick
Respondent(s): Kevin Caputo, Merrill Lynch Pierce Fenner & Smith Inc., Steven Port
Respondent Lawyers(s): Christine A. Page, Susan L. Hoffman
Arbitrator(s): Barbara Faye Vosen, David W. Casey, Walter R. Whitman
Hearing Site: Los Angeles, CA
Checkmark Icon$500,000
09-0054510/30/2009Claimant(s): World Trade Financial Corporation
Claimant Lawyers(s): W. Scott Lawler
Respondent(s): Galina Vaytner, BZCOM Marketing
Respondent Lawyers(s): Corporate Officer, Galina Vaytner
Arbitrator(s): Donald S. Simons, Barbara Faye Vosen, Henry Marris Wollman
Hearing Site: Los Angeles, CA
Checkmark Icon$0

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