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FINRA Awards for James G. Cooper

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0317204/12/2016Claimant(s): Randall Stafford
Claimant Lawyers(s): Scott D. Ellis
Respondent(s): Cynthia Maphet, Morgan Stanley
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): James G. Cooper, Jack Chapline Vaughan, Francis Joseph Bourgeois
Hearing Site: Houston, TX
Checkmark IconExpungement
09-0133108/01/2011Claimant(s): Carl Meisner
Claimant Lawyers(s): Eric L. Rhodes
Respondent(s): David Endres, Citigroup Global Markets.
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): James G. Cooper, Philip I. McConnell, Charles E. Munson
Hearing Site: Houston, TX
Checkmark Icon$375
09-0391204/19/2011Claimant(s): John Hogge
Claimant Lawyers(s): Mark Cohen
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Will S. Montgomery
Arbitrator(s): James G. Cooper, George A. Sellnau, Philip I. McConnell
Hearing Site: Houston, TX
Checkmark Icon$0

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