Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-01931 | 01/21/2010 | Claimant(s): Ellen Baron Claimant Lawyers(s): William S. Bonnheim Respondent(s): Mark Holland, Banc of America Investment Services Inc. Respondent Lawyers(s): John Bamford Arbitrator(s): Lester G. Stiel Hearing Site: San Diego, CA |  | $13,713 |
| 06-02604 | 02/02/2009 | Claimant(s): Thomas Turk, Thomas E. Turk Revoc. Trust, Thomas E. Turk Trust Claimant Lawyers(s): G. Mark Brewer Respondent(s): Roy Norman, Northeast Securities. Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): John P. Cione, Lester G. Stiel, Audrey H. Ruben Hearing Site: San Diego, CA | | $66,800 |
| 07-02405 | 03/17/2008 | Claimant(s): Leonard W. Krouner Claimant Lawyers(s): Leonard W. Krouner Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Lester G. Stiel Hearing Site: San Diego, CA | | $2,475 |