FINRA Awards for James Williams

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Displaying 3 out of 3 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-03145	04/22/2019	Claimant(s): Alan Airey, Brenda Alford, Carolyn Nightingale, Dan Crane, Dean Huntington, Debra Asher, Denis Smith, James Williams, John Trabold, Jung Herding, Karen Isbell, Marie Wolfe, Mona Smith, Paul Nightingale, Paul Wolfe, Pierre Herding, Stan Isbell, Susan Connell, The Trustee Premier Trust of Nevada Claimant Lawyers(s): Scott D. Hirsch Respondent(s): Pershing LLC Respondent Lawyers(s): Jeffrey J. Chapman Arbitrator(s): Louis J. Weber, Don G Miller, Juanita Harris Hearing Site: Dallas, TX		$0
14-01780	03/19/2015	Claimant(s): Doyn Simpson Claimant Lawyers(s): Doyn W. Simpson Respondent(s): Christopher Ariola, James Williams Respondent Lawyers(s): Christopher B. Ariola, James Williams Arbitrator(s): Milton N. Gross Hearing Site: Los Angeles, CA		$0
11-04512	11/30/2012	Claimant(s): Bonnie Halleran, Kirt Willard Claimant Lawyers(s): Kirt Willard Respondent(s): James Parenti, James Williams Respondent Lawyers(s): James A. Stankowski Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA		$0