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FINRA Awards for Brian Sepe

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0195301/10/2020Claimant(s): Brian Sepe, Dawn Sepe
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Mary Gail Gearns
Arbitrator(s): Steven Gerard Goerke, Michael A. Levin, Gary Mathew Singer
Hearing Site: Boca Raton, FL
Checkmark IconDismissed by Rule 12206/12504

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