FINRA Awards for Spencer Persson

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Displaying 2 out of 2 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-00268	10/14/2016	Claimant(s): Bradley Finegold Claimant Lawyers(s): Albert M. Kun Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Thomas White Respondent Lawyers(s): Spencer Persson Arbitrator(s): Linda M. McCoy, Dean J. Dietrich, Brandon Keith Hemley Hearing Site: San Francisco, CA		$0
11-00939	09/06/2012	Claimant(s): Jay Ash Claimant Lawyers(s): Benjamin Lapin Respondent(s): Wells Fargo Advisors, Merrill Lynch Pierce Fenner & Smith Inc., Ronald Lavo Respondent Lawyers(s): Spencer Persson Arbitrator(s): Doris V. Knotter, Sally G. Williams, Deanna Margaret Veitia Hearing Site: San Diego, CA		Expungement