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FINRA Awards for Financial Management.

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0305010/23/2009Claimant(s): Roger St. Onge and Barbara St. Onge
Claimant Lawyers(s): Steven T. Shults
Respondent(s): Harold Grubbs, Financial Management.
Respondent Lawyers(s): Joshua P. Henry
Arbitrator(s): Fred M. Ridolphi, John A. Davis, Ronald R. Wilhelm
Hearing Site: Little Rock, AR
Checkmark Icon$70,000

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