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FINRA Awards for Samuel T. Brannan

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0279612/16/2009Claimant(s): Steven Wheeler
Claimant Lawyers(s): Samuel T. Brannan
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Robert C. Albini
Hearing Site: Los Angeles, CA
Checkmark Icon$8,268
09-0116009/03/2009Claimant(s): Michael Schirk, Susan Van Gee
Claimant Lawyers(s): Samuel T. Brannan
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Daniel E. Gulden
Hearing Site: Atlanta, GA
Checkmark Icon$213
09-0009707/09/2009Claimant(s): Stephen Kraljic
Claimant Lawyers(s): Samuel T. Brannan
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Robert S. Zuckerman
Hearing Site: Charlotte, NC
Checkmark Icon$0
09-0074107/08/2009Claimant(s): Edwin Goldstein
Claimant Lawyers(s): Samuel T. Brannan
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Charles L. Prothero
Hearing Site: Newark, NJ
Checkmark Icon$17,779

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