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FINRA Awards for Thomas Hirsch

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0019403/25/2020Claimant(s): Thomas Hirsch
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Louis F. Mendez
Arbitrator(s): Allan Weiss, Gregory Hunter Mathews, James A. McIntosh
Hearing Site: Louisville, KY
Checkmark IconDismissed by Rule 12206/12504

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