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FINRA Awards for Neuberger Berman

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0114309/26/2011Claimant(s): Gerald L. Smolensky
Claimant Lawyers(s): Eliot Goldstein
Respondent(s): Neuberger Berman
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Robert J. Morris, Gary L. Hodge, Elwin Lawrence Saviet
Hearing Site: Tampa, FL
Checkmark Icon$109,000

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