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FINRA Awards for Neuberger Berman

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0226812/23/2010Claimant(s): Michael Stein, William Aaron
Claimant Lawyers(s): Michael I. Allen
Respondent(s): Neuberger Berman
Respondent Lawyers(s): Randi W. Singer
Arbitrator(s): Stephanie Morse-Shamosh, William C. Struyk, Sheldon Curtis
Hearing Site: New York, NY

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