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FINRA Awards for Michael Falken

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0127303/02/2016Claimant(s): Barbara Tanzman
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Alan Jacobs, Leslie Lukoff, Michael Falken, Michael Jacobs
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Irene C. Warshauer
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12206

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