Potomac Analytics' Logo

FINRA Awards for James J. Stamos

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0257803/27/2019Claimant(s): William Moultrie
Claimant Lawyers(s): William A. Moultrie
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): John Rock
Arbitrator(s): James J. Stamos
Hearing Site: Chicago, IL
Checkmark Icon$0
11-0060404/11/2012Claimant(s): Peter Vranas
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kenneth J. Haim
Arbitrator(s): James J. Stamos
Hearing Site: Chicago, IL
Checkmark IconExpungement

2 Results

Display: