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FINRA Awards for Brenda Sosa Diaz

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0206406/04/2019Claimant(s): Brenda Sosa Diaz, Brenda D. Sosa & Jose Garcia Ginorio
Claimant Lawyers(s): Osvaldo Carlo Linares
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Douglas Earl McLaren
Hearing Site: San Juan, PR
Checkmark IconExpungement

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