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FINRA Awards for Daniel Klein

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0276604/04/2016Claimant(s): Melissa Conway
Claimant Lawyers(s): Robert L. Schibel
Respondent(s): Wells Fargo Advisors, Daniel Klein
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Robert D. Sussin, Norman Michael Garland, Robert Edward Koondel
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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