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FINRA Awards for Michael S. Taafee

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0326506/03/2022Claimant(s): Dwight Rose, Nancy Rose
Claimant Lawyers(s): Albert R. Murray
Respondent(s): Kevin Houser, Houser & Plessl Wealth Management Group,
Respondent Lawyers(s): Michael S. Taafee
Arbitrator(s): Annamaria Boccia Smith, Sirena Terr, Charlane Brown
Hearing Site: New York, NY
Checkmark IconExpungement

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