| 12-01119 | 02/25/2013 | Claimant(s): Cindi L. Grauer, Robert W. Grauer
Claimant Lawyers(s): Robert W. Grauer
Respondent(s): Delphi Wealth Advisors
Respondent Lawyers(s): Steven P. Grager
Arbitrator(s): Richard L. Rubin, Donald S. Green, John B. Weingart
Hearing Site: San Francisco, CA
|  | $109,855 |
| 11-04071 | 12/31/2012 | Claimant(s): Donald J. Kinosian DDS Inc. PS Plan
Claimant Lawyers(s): Richard Sacks
Respondent(s): Anthony Vlahiotis, Ameritas Investment Corp.
Respondent Lawyers(s): Amanpreet Kaur, Anthony Tom Vlahiotis
Arbitrator(s): Lester Friedman, Paul D. Gutierrez, John B. Weingart
Hearing Site: San Francisco, CA
| | $0 |
| 10-02592 | 09/27/2011 | Claimant(s): June Shore, June F. Shore IRA FBO June F. Shore, The June F. Shore Living Trust
Claimant Lawyers(s): Thomas M. Campbell
Respondent(s): Gary Gardner, Life Wealth Advisors.
Respondent Lawyers(s): Alan W. Sparer, Kevin H. Lewis
Arbitrator(s): William Ziering, Thomas C. McNally, John B. Weingart
Hearing Site: San Francisco, CA
| | Stipulated Award |
| 09-00812 | 06/18/2010 | Claimant(s): Ayida Mohamed and Ibrahim Alwareeth
Claimant Lawyers(s): Ibrahim A Alwareeth
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Sterling N. Frost, John B. Weingart, Nancy A. Yonge
Hearing Site: San Francisco, CA
| | $0 |
