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FINRA Awards for Carl Haralson Ginsberg

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0042904/30/2024Claimant(s): Michael Rosenthal
Claimant Lawyers(s): Sam B. Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borelli
Arbitrator(s): Robert Barton McLeroy, Albert Bates Wenzell, Carl Haralson Ginsberg
Hearing Site: Dallas, TX
Checkmark IconExpungement

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