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FINRA Awards for Easton Limited Partnership

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0089007/24/2012Claimant(s): Easton Limited Partnership
Claimant Lawyers(s): Marie C. Mirch
Respondent(s): Douglas Rachlin, Henry Robertson, Fidelity Brokerage Services LLC, Neuberger Berman LLC
Respondent Lawyers(s): Melissa H. Shea, Neal S. Robb, Patrick R. Mahoney
Arbitrator(s): Guenter S. Cohn, Thomas E. Mullen, Duane Ted Wolfe
Hearing Site: San Diego, CA
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