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FINRA Awards for Richard M. Norman

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0211612/17/2021Claimant(s): The Evan Cole Revocable Trust
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): First Republic Investment Management Inc, First Republic Securities Company
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Ronald L. Cameron, Richard M. Norman, Robert B. Hansohn
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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