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FINRA Awards for James B. Yim

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0417809/09/2008Claimant(s): AIG Financial Advisors.
Claimant Lawyers(s): Janet Weinstein
Respondent(s): James Yim
Respondent Lawyers(s): James B. Yim
Arbitrator(s): Joseph C. Roberts
Hearing Site: Reno, NV
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