Potomac Analytics' Logo

FINRA Awards for James Risen Gard

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0170802/09/2017Claimant(s): Joe Poteat
Claimant Lawyers(s): Neil A. Riemann
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Louis F. Mendez
Arbitrator(s): Leonard E. Benade, Lynne T. Albert, James Risen Gard
Hearing Site: Charlotte, NC
Checkmark Icon$0
12-0106105/31/2013Claimant(s): Peggy Greene, Sucessor Ttee tr. agr. dtd May 23, 1996
Claimant Lawyers(s): D. Reece Williams
Respondent(s): Synovus Securities.
Respondent Lawyers(s): Benjamin B. Coulter
Arbitrator(s): Laurence M. Scoville, Patricia Ann Tracey, James Risen Gard
Hearing Site: Columbia, SC
Checkmark Icon$0

2 Results

Display: