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FINRA Awards for Joe Carroll Thomas

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0119907/24/2009Claimant(s): Dennis Turman, Dennis Roger Turman, IRA
Claimant Lawyers(s): J. Boyd Page
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A Christensen
Arbitrator(s): Joe Carroll Thomas
Hearing Site: Charlotte, NC
Checkmark Icon$8,673
07-0280603/28/2008Claimant(s): Jennifer Coradi
Claimant Lawyers(s): Jennifer Coradi
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Susan Nock
Arbitrator(s): Joe Carroll Thomas
Hearing Site: Columbia, SC
Checkmark Icon$0

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