Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-01992 | 03/14/2011 | Claimant(s): Carl Mielnicki, Donald Knicley, Frederick Krause, Thomas Leo Claimant Lawyers(s): Robert J. Pearl Respondent(s): Wachovia Securities Respondent Lawyers(s): Andrew W. Sidman Arbitrator(s): Frank C. Fogl, Jeffrey Mark Schwartz, Ralph L. Halpern Hearing Site: Rochester, NY |  | $0 |
| 08-00160 | 03/26/2009 | Claimant(s): Michael Doran Claimant Lawyers(s): Howard M. Rosenfield Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Lloyd S. Clareman Arbitrator(s): Ralph L. Halpern, David L. Hoffberg, Alan Kenneth Scheff Hearing Site: Buffalo, NY | | Stipulated Award |
| 08-00521 | 02/20/2009 | Claimant(s): Stephanie Pinto, Stephanie Pinto TTEE for Pinto Family, Stephanie Pinto TTEE of Stephen Gambino Claimant Lawyers(s): Thomas F. Burke Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Terry R. Weiss Arbitrator(s): Daniel M. Mankowski, Ralph L. Halpern, Ronald Ripstein Hearing Site: Buffalo, NY | | $0 |