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FINRA Awards for Estate of Matteo Mosca

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0394805/05/2014Claimant(s): Estate of Matteo Mosca
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Edith M. Novack, Linda J. Baer, Sherrill Ruth Austin
Hearing Site: Newark, NJ
Checkmark IconExpungement

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