Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-03836 | 12/02/2010 | Claimant(s): Dennis E. Flynn IRA Claimant Lawyers(s): Chris D. Barski Respondent(s): Bryan Dunn, UBS Financial Services Inc. Respondent Lawyers(s): Kathleen S. Adams Arbitrator(s): Richard D. Fincher, W. Michael Kelley, Robert W. Bruns Hearing Site: Phoenix, AZ |  | $71,532 |
| 08-03573 | 11/04/2009 | Claimant(s): Mary C. Wagner Claimant Lawyers(s): Mary C. Wagner Respondent(s): Michael Stebbins Respondent Lawyers(s): Robert N. Mann Arbitrator(s): David C. Rupley, Pamela M. Katzenberg, Robert W. Bruns Hearing Site: Phoenix, AZ | | $4,200 |
| 07-00223 | 08/13/2007 | Claimant(s): Richard Caris Claimant Lawyers(s): Robert D. Mitchell Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joseph L. Hood Arbitrator(s): Marc Kalish, Robert W. Bruns, Curtis L. Ritland Hearing Site: Phoenix, AZ | | $690,430 |