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FINRA Awards for Joshua D. Liston

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0024407/07/2020Claimant(s): Eldar Brodski Zardinvsky, Ester Brodski, Ruben Brodski, Yehonathan Brodski, Eb Books, Eb Design, Eb Imports, Eb Online, Eldar Brodski Inc., Lazdar, Ruben Brodski., Valley West Realty., Y Capital Advisors
Claimant Lawyers(s): David B Gordon
Respondent(s): Citigroup Global Markets., Canaccord Genuity LLC, Citadel Securities LLC, Citi Order Routing And Execution, G1 Execution Services, Virtu Americas LLC
Respondent Lawyers(s): Adam M. Kauff, John A. Vassallo, Joshua D. Liston, Michael V. Rella, Nicholas M. Gross
Arbitrator(s): Joseph C. Watson, James Warnick Coupe, Aaron Nathan Shechet
Hearing Site: Los Angeles, CA
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