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FINRA Awards for Carroll E. Neesemann

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0247509/29/2008Claimant(s): William Capogrosso
Claimant Lawyers(s): Mario H. Capogroso
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Carroll E. Neesemann, Michael P. Golden, Kip C. Lubcke
Hearing Site: New York, NY
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