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FINRA Awards for The Vallone Family 1985 Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0447112/20/2010Claimant(s): The Vallone Family 1985 Trust
Claimant Lawyers(s): Richard J. Annen,
Respondent(s): Wachovia Securities, Victor Koby
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Kelly A. Barker, Mandel E. Himelstein, Mary Elizabeth Geerdes
Hearing Site: San Diego, CA
Checkmark Icon$210,891

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