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FINRA Awards for Penny Lipp Family Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0122409/12/2012Claimant(s): Penny Lipp Family Trust
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): Thomas A. Culbertson, Karen J. Burneff, W. Scott Bowersock
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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