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FINRA Awards for Mark Asplin

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0013903/17/2010Claimant(s): Gregory Taylor, Gregory Wayne Taylor Ind. Retirement Act
Claimant Lawyers(s): Michael Swann
Respondent(s): Amy Thompson, Bryant Thompson, Mark Asplin, American Heritage Church Finance.
Respondent Lawyers(s): Richard Lee Barrett, Stephen M. Masterson
Arbitrator(s): Charles R. Tindell, Norman R. Gohr, Stuart K. Furman
Hearing Site: Orlando, FL
Checkmark Icon$150,000

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