Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
09-07154 | 05/05/2011 | Claimant(s): Beth Goldman, Jay Boekelheide, Beth M. Goldman IRA Rollover (1), Beth M. Goldman IRA Rollover (2), Jay Boekelheide Film KEOGH, Jay Boekelheide IRA, Goldman-Boekelheide Family Trust U/A 06/ Claimant Lawyers(s): Monika Pleyer Lee Respondent(s): Phillip Cordano, Stewart Viets, Lincoln Financial Advisors Corporation Respondent Lawyers(s): Emily Woods, Ralph Robinson Arbitrator(s): Paul F. Faberman Hearing Site: San Francisco, CA | $0 | |
07-00702 | 12/27/2007 | Claimant(s): Robert Goldman, Beth Goldman Claimant Lawyers(s): Beth Goldman, Robert Goldman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Kathleen Adams Arbitrator(s): Henry L. Dahl Hearing Site: Phoenix, AZ | $0 |