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FINRA Awards for Robert Flemming and Josephine Flemming

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0066102/26/2016Claimant(s): Robert Flemming and Josephine Flemming
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Patrick R. Westerkamp, Esq.
Hearing Site: Philadelphia, PA
Checkmark IconDismissed by Rule 12206

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